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Europa - Internal Market - Securities - Formal mandate to CESR
Europa - Internal Market - Securities - Formal mandate to CESR

Chris J Pickles Page 1 of 9 3 October 2004 RESPONSE TO ... - Esma
Chris J Pickles Page 1 of 9 3 October 2004 RESPONSE TO ... - Esma

Acts whose publication is obligatory) COMMISSION REGULATION (EC) No  1287/2006 of 10 August 2006 implementing Directive 2004/39/
Acts whose publication is obligatory) COMMISSION REGULATION (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/

Directive 2004/39/EC of the European Parliament and of the Council of 21  April 2004 on markets in financial instruments amending
Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending

MiFID - Financial Services Authority
MiFID - Financial Services Authority

Directive 2004/39/EC of the European Parliament and of the Council of 21  April 2004
Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004

Recommendation No 1/2015 of the Financial Market Supervision Unit of  Národná banka Slovenska of 15 June 2015 on the definitio
Recommendation No 1/2015 of the Financial Market Supervision Unit of Národná banka Slovenska of 15 June 2015 on the definitio

Dr. jur. Dimitris Tsibanoulis Legal Advisor, Bank of Greece - ppt download
Dr. jur. Dimitris Tsibanoulis Legal Advisor, Bank of Greece - ppt download

NOTICES FROM MEMBER STATES
NOTICES FROM MEMBER STATES

SCHEDULE 8 TO THE BUSINESS RULES OF ERSTE BANK HUNGARY ZÁRTKÖRŰEN MŰKÖDŐ  RÉSZVÉNYTÁRSASÁG REGARDING INVESTMENT AND ANC
SCHEDULE 8 TO THE BUSINESS RULES OF ERSTE BANK HUNGARY ZÁRTKÖRŰEN MŰKÖDŐ RÉSZVÉNYTÁRSASÁG REGARDING INVESTMENT AND ANC

delivered in accordance with Article 31 of the Agreement between the EFTA  States financial instrument
delivered in accordance with Article 31 of the Agreement between the EFTA States financial instrument

BME SPANISH EXCHANGES COMMENTS ON THE CESR CONSULTATION PAPER CESR/04-261 b  “CESR ADVICE ON POSSIBLE IMPLEMENTING MEASURES OF
BME SPANISH EXCHANGES COMMENTS ON THE CESR CONSULTATION PAPER CESR/04-261 b “CESR ADVICE ON POSSIBLE IMPLEMENTING MEASURES OF

MiFID II Compliance - Understanding New Expectations for Preserving Website  & Social Media Records
MiFID II Compliance - Understanding New Expectations for Preserving Website & Social Media Records

EN EN ***I DRAFT REPORT
EN EN ***I DRAFT REPORT

CESR's Draft Technical Advice on Possible Implementing Measures of the Directive  2004/39/EC on Markets in Financial Instrument
CESR's Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instrument

Frequently asked questions for firms about remaining on BIPRU (CRD III)
Frequently asked questions for firms about remaining on BIPRU (CRD III)

PDF) Markets in Financial Instruments European Directive (MIFID): A method  of controlling ethical banking.
PDF) Markets in Financial Instruments European Directive (MIFID): A method of controlling ethical banking.

Dr. jur. Dimitris Tsibanoulis Legal Advisor, Bank of Greece - ppt download
Dr. jur. Dimitris Tsibanoulis Legal Advisor, Bank of Greece - ppt download

2004L0039 — EN — 30.04.2004 — 000.001 — 1 ▻B DIRECTIVE 2004/39/EC OF THE  EUROPEAN PARLIAMENT AND OF THE COUNCIL of 21
2004L0039 — EN — 30.04.2004 — 000.001 — 1 ▻B DIRECTIVE 2004/39/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 21

A Changing Landscape: The MiFID II Legislative Proposal
A Changing Landscape: The MiFID II Legislative Proposal

Law of 13 July 2007 on markets in financial instruments
Law of 13 July 2007 on markets in financial instruments

Rules and Criteria for Classification of Clients of Investment firm GLOBAL  FUNDS EXCHANGE EAD Appendix to General Conditions
Rules and Criteria for Classification of Clients of Investment firm GLOBAL FUNDS EXCHANGE EAD Appendix to General Conditions

Addendum to the Formal Mandate on the Market in Financial Instruments  Directive
Addendum to the Formal Mandate on the Market in Financial Instruments Directive

Investors protection and MIFID - ppt download
Investors protection and MIFID - ppt download

MiFID II: EM 15938 & 15939
MiFID II: EM 15938 & 15939

▻B DIRECTIVE 2004/39/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 21  April 2004 on markets in financial instruments ame
▻B DIRECTIVE 2004/39/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 21 April 2004 on markets in financial instruments ame

Reports of Cases
Reports of Cases

SECONDARY MARKET WORKING GROUP - EBF
SECONDARY MARKET WORKING GROUP - EBF

Markets in Financial Instruments Directive and Regulation (MiFID II/MiFIR)  - regulation memo - Securities Services
Markets in Financial Instruments Directive and Regulation (MiFID II/MiFIR) - regulation memo - Securities Services